Series 65 Investment Adviser Examination
4 topics · 432 questions
Economics, investment vehicles, client strategies, and adviser law.
Series 65 is the North American Securities Administrators Association Investment Adviser Law Examination, administered by the Financial Industry Regulatory Authority. FreeExam is not affiliated with either organization, and these questions are original practice, not an official test.
Series 65 Client Investment Recommendations and Strategies
Suitability, portfolio construction, taxes, and retirement and estate accounts.
108 questions · about 54 minutes
Series 65 Economic Factors and Business Information
Business cycles, policy, financial reports, time value, and systematic risk.
108 questions · about 54 minutes
Series 65 Investment Vehicle Characteristics
Cash, bonds, equities, pooled funds, derivatives, and insurance-based contracts.
108 questions · about 54 minutes
Series 65 Laws, Regulations, and Guidelines
Registration, disclosure, custody, and conduct that breaches a duty to the client.
108 questions · about 54 minutes